Check out our most recent transaction with SMX (Security Matters)! More information here: https://lnkd.in/ePCriZs4 Joseph T. Rallo David W. Boral Gaurav Verma #investmentbanking #capitalmarkets #finance #efhutton #financing #PrivatePlacement #PIPE #PlacementAgent #nasdaqlisted #nasdaq #securitysoftware #brandprotection #authentication #trackandtrace #tech #technology #anticounterfeit #australia #global #governmentstandards #regulations #marking #tracking #digitalplatform #lowcarbon #economy #SMX #securitymatters
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This article by Smarsh discusses the SEC Risk Alert that particularly focuses on the book and records requirements. #SEC #complianttechnology #fintech
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https://lnkd.in/ekKBiuc2 Don't miss out on this opportunity to learn about the latest on #Sanctions from two industry veterans within #KYC and #AMLcompliance 💡 #Webinar #Fintech #Regtech #SanctionsCompliance #Geopolitics #AML #LearnMore
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Sales executive with extensive experience in building high performing sales teams.Head of Sales @ Avallone.io | KYC & AML Solutions.
Learn about the hidden sanctions risks and the latest in compliance 👈 #avallone #kyc #sanctions #screening
https://lnkd.in/ekKBiuc2 Don't miss out on this opportunity to learn about the latest on #Sanctions from two industry veterans within #KYC and #AMLcompliance 💡 #Webinar #Fintech #Regtech #SanctionsCompliance #Geopolitics #AML #LearnMore
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SS&C Technologies had a great time attending the FIX Americas #Trading Conference 2023, where we connected with #InvestmentManagement industry leaders to discuss hot topics like #TPlusOne. To learn more about this upcoming regulatory change, check out this blog: https://lnkd.in/eSQuCZNF #SSNCEze
How to Prepare for the Shortening of the U.S. Settlement Cycle to T+1 | SS&C Eze
ezesoft.com
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With the expected final action date for the proposed SEC 10c-1 rule on the horizon, we compare the details of the proposed rule side by side with the European reporting rule (SFTR). EquiLend is ready to support market participants in complying with the proposed rule and has a heritage in the reporting space through our SFTR and ALD solutions. #sec #10c1 #sftr #regtech #securitieslending #fintech #equilend #securitiesfinance
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Regulatory technology and fraud prevention are two areas that financial institutions should be investing in now to reduce losses and overhead costs. https://lnkd.in/gFCQk5Ec #fintech #autoindustry #autofinance #technology
Lenders should implement these 2 technologies now
https://www.autofinancenews.net
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Talk of Flexibility.. Were you aware that #FINSEC offers flexibility allowing for the listing all or part of the Issuer’s securities or only a particular class or classes of securities. #flexiblelistings #finsecourmarketplace
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